Risk Survey

First name:

Last name:

What return would you like to average over the next 10 years?

	1-5%
	6-10%
	10-15%
	15% and above

For this question and each of the next 8, rate the priority of each objective to your overall investment portfolio. 1 being the lowest priority and 5 being the highest.

Liquid Account for Emergencies

	1 Lowest Priority
	2
	3
	4
	5 Highest Priority

What period of time do you consider long term?

	1 month - 1 Year
	1 - 2 Years
	2 - 4 Years
	5 or more years

Do you have a separate savings account for planned expenses (college tuition, house, car, major repairs, etc.) ?

	No, I have no separate account for these expenses.
	Yes, I have a plan for these expenses.

How would you select your investments (choose only one of the following)?

	I would choose only low risk investments (chance of losing original investment very small)
	I would choose mixed risk investments (low, medium, and high) with most of my money in low risk investments and the balance in higher risk higher yield investments.
	I would choose a balanced mix with some in low risk investments but the majority in higher risk investments (greater yield).
	I would choose only high risk investments (higher yield) for their greater return.

From August 31, 2000, through March 31,2001 stocks lost more than 25%. If I owned a stock investment that fell more than 25% in 7 months, I would:

	Sell the investment as soon as its value dropped more than 15%.
	Establish a stop loss to limit my downside risk, at a pre-determined price.
	Buy more, if the investment still met my criteria for purchase.

If you could improve your return by taking more risk, which one of the following would you choose?

	I would take more risk with all of my money.
	I would take more risk with some of my money.
	I would take a little risk with all of my money.
	I would take a little risk with some of my money.
	I would not take any risk with my money.

During severe market declines, I tend to sell portions of my riskier assets and invest the money in safer assets.

	Strongly DisAgree
	Disagree
	Somewhat Agree
	Agree
	Strongly Agree.

For the years 1998 & 1999, the S&P 500 Index averaged greater than 20% return. If I owned an investment that tracked its performance during that period, I would:

	Hold the shares I owned continuing to focus on the long-term.
	Hold my original investment and sell only the profits in my investment by establishing a stop-loss to recognize profits at predetermined prices.
	Sell all of the shares I owned and recognize the profits at the end of each year.

What would your ideal portfolio allocation be? Questions 18 - 21 should be answered so that the total of these questions add up to 100% representing your ideal portfolio allocation.

What percent Aggressive?

	< = 20%
	< = 40%
	< = 60%
	< = 80%
	> = 81%

Thank you for taking the time to complete the online Risk Survey. Please keep in mind that the results of the survey only serve to set guidelines for you to consider as an investor. If you feel that your category as determined by the survey is inconsistent with your current view as an investor, please consult a financial advisor to further evaluate your goals, objectives and conduct an additional risk assessment.